For Companies
The Capital Advisory Advisory Services “Fiduciary” Standard of Care
We take our fiduciary standard very seriously at The Capital Advisory Group Advisory Services.
As a Registered Investment Advisory (RIA) firm, we are held to the highest standard of financial service firms. We are held to the “fiduciary” standard of care. The Center for Fiduciary Studies states that: “Advisors held to the fiduciary standard must employ reasonable care to avoid misleading clients and must provide full and fair disclosure of all material facts to your clients and prospective clients.”
According to the SEC, “advisors held to the fiduciary standard have a fundamental obligation to act in the best interests of the clients and to provide investment advice in the clients’ best interests. Under the fiduciary standard, advisors owe clients undivided loyalty and utmost good faith.”
The Capital Advisory Group Advisory Services uses independent research to identify low-cost investment options, as high fees have an adverse impact on returns. Knowing about fees and fund performance by using programs like Fi360 to better select investment options and doing side-by-side peer comparisons improve results.
We continuously search for ways to better our clients’ current and future financial situation. We want the best for you and your company.
“IT’S MUCH MORE REWARDING TO DEDICATE OUR LIVES TO MAKING A DIFFERENCE, RATHER THAN JUST DOING A JOB. THAT IS WHAT MOTIVATES US TO DO MORE EACH DAY TO SERVE YOU.”
The Capital Advisory Advisory Services Difference
BUILD A BETTER 401K PLAN
We understand that offering a competitive and truly beneficial retirement plan for employees is vital to a company’s ability to retain valuable talent. Our goal at 401K Capital Advisory is to help you establish Fiduciary Best Practices to better serve you and your employees.
EDUCATION
Our educational program provides financial training for each stage of life that employees may face in their exploration working years, accumulation-wealth-building, preservation-protecting assets, and disposition-income and legacy planning.
FEE DISCLOSURE
We do not manufacture publicly sold products as do large investment firms or insurance providers. We offer an unbiased investment selection process and disclose fees as Registered Investment Advisors with The Capital Advisory Advisory Services.
FIDUCIARY RESPONSIBILITY
Workers deserve investment advice regarding their employer-sponsored retirement plan that is independent and free from conflicts of interest. Learn about the 401k Fair Disclosure and Pension Security Act.
How We Can Help Our Clients
Trusted.
Our aim is to become your trusted advisor in all that we do.
Accessible.
Clients have our cell phone numbers and know that they can reach us when THEY need help: not only when it is convenient for our team.
Genuine.
Our team loves what they do and they genuinely care about our clients’ problems, fears, setbacks, and successes.
Competent.
We are consistently working to better our skills and knowledge. We work under the belief that 30 years of clients’ setbacks can create solutions for our clients in the future. After solving client challenges for three decades, we have solutions that may help you.
Caring.
We enjoy getting to know our clients on a personal level. The Capital Advisory Group Advisory Services team treats clients as family. We know our clients’ families and passions, successes and failures. We support clients when they need it most. We feel their pain and seek ways to help.