For Companies
The Capital Advisory Group's “Fiduciary” Standard of Care
We take our fiduciary standard very seriously at The Capital Advisory Group.
The Capital Advisory Group is committed to the highest standard in financial services: the fiduciary standard of care. We prioritize your interests, provide full and fair disclosure of all relevant information, and disclose any conflicts that could impact our clients.
We hold this fiduciary standard in the highest regard. We work to support your and your family’s financial well-being and are continually seeking ways to improve your financial situation now and in the future.
Our commitment to providing suitable investment options means we actively conduct independent research to identify investments that pursue your goals.
We continuously search for ways to better our clients’ current and future financial situation. We want the best for you and your company.
“IT’S MUCH MORE REWARDING TO DEDICATE OUR LIVES TO MAKING A DIFFERENCE, RATHER THAN JUST DOING A JOB. THAT IS WHAT MOTIVATES US TO DO MORE EACH DAY TO SERVE YOU.”
The Capital Advisory Group Difference
401K PLAN DESIGN ASSISTANCE
We understand that offering a competitive and truly beneficial retirement plan for employees is vital to a company’s ability to retain valuable talent. Our goal at The Capital Advisory Group is to help you establish Fiduciary Best Practices to better serve you and your employees.
EDUCATION
Our educational program provides financial training for each stage of life that employees may face in their exploration working years, accumulation-wealth-building, preservation-protecting assets, and disposition-income and legacy planning.
FEE DISCLOSURE
We offer an personalized investment selection process and disclose fees as Investment Advisor Representatives with LPL Financial.
FIDUCIARY RESPONSIBILITY
Workers deserve investment advice regarding their employer-sponsored retirement plan that is independent and professional. Learn about the 401k Fair Disclosure and Pension Security Act.
How We Can Help Our Clients
Professional.
We’re committed to being here for you in all aspects of your investments.* Confident, your best interests are always our priority.
Accessible.
Clients have our cell phone numbers and know that they can reach us when THEY need help: not only when it is convenient for our team.
Genuine.
Our team loves what they do and they genuinely care about our clients’ problems, fears, setbacks, and successes.
Competent.
We believe in the power of “we” over “I.” With more than 40 years of experience, we’re dedicated to continually improving our skills and finding smart strategies for our clients.
Caring.
We enjoy getting to know our clients on a personal level. The Capital Advisory Group team treats clients as family. We know our clients’ families and passions, successes and failures. We support clients when they need it most. We feel their pain and seek ways to help.
This material was created for educational and informational purposes only and is not intended as ERISA, tax, legal or investment advice. If you are seeking investment advice specific to your needs, such advice services must be obtained on your own separate from this educational material.