Ethics Pledge Before we begin developing your investment strategy, we take a hard look at where you are today. We assess your investment goals, available resources, desired rate of return and risk tolerance. This research allows us to customize a plan to fit your specific needs. Then we develop a unique Investment Policy statement – a blueprint that addresses your specific risk versus return concerns.I will always commit myself to protect and promote the interest of my clients, and will always conduct myself in a way that reflects well on my profession.I will be totally honest when explaining my education, business background, professional designations and years of industry experience.I will be completely truthful by not exaggerating the realistic returns or future value one can expect from any product, transaction, service, or investment that I may recommend.I will always disclose the important features of a product, transaction, service, or investment and disclose potential risks that may negatively affect future performance or value.I will always consider both my client’s current and future needs to determine the proper suitability of any recommendations that I may make.I will respect the confidentiality of any information entrusted to me or obtained in the course of my business or professional activities.I will only use sales presentations and advertising materials, including product illustrations that are from sources we believe to be reliable and compliant with state and federal regulations.I will always provide my clients with copies of all required documents that relate to the product, transaction, service, or investment that I have recommended to them.I will always refer my clients to a more specialized professional advisor when their needs go beyond my current license or expertise.I will consistently educate myself as to the new laws and regulations in my industry, andI will always act in good faith toward those I serve. Have a Question Name Email Address Phone Question Thank you! Oops!